Suitability Assessment

This Investor Suitability Assessment guides you in choosing the services that suit your investment objectives, risk tolerance, financial profile and investment experience. The information that is provided forms the basis of our recommendation. It is important to provide accurate and complete information to ensure that suitable services are recommended according to investment needs and objectives.

As per the SEBI Guidelines, Investment Adviser shall ensure that
It has a reasonable basis for believing that a recommendation or transaction entered into:

  • (i) Meets the client’s investment objectives;
  • (ii) Is such that the client is able to bear any related investment risks consistent with its investment objectives and risk tolerance;
  • (iii) Is such that the client has the necessary experience and knowledge to understand the risks involved in the transaction.

Based on risk involved in Stock Market, financial profile and investment experience, clients can be categorized into following categories

  • Low risk investor - This type of investor has small tolerance for investment risk. Since trading in stock market is subject to market risk hence none of the services are recommended for these investors.
  • Moderate risk investor - This type of investor is able to accept investment loss occasionally and is willing to take small risk associated with market. The services recommended to these investors are listed below
  • High risk investor – This type of investor is keen for opportunities to generate a high return and is able to accept substantial risk and can accept quite high investment loss . The services recommended to these investors are listed below
Types of risks and services covered under them


Sr. No Moderate Risk High Risk
1 CW-Stock Cash CW-Stock Option
2 CW-Stock Cash Positional CW-Stock Future
3 CW-Stock Cash BTST CW-Base Metal
4 CW-Stock Cash Premium CW-Energy
5 CW-Stock Cash HNI CW-Inventory
6 CW-Stock Cash Ultra Dynamic CW-MCX Combo
7 CW-Stock Cash Min Max CW-NCDEX
8 I wealth- Long Term CW-Index Future
9 I wealth- Short Term CW-Index Option
10 CW-Bullion
11 CW-Stock Future BTST
12 CW-Stock Option Premium
13 CW-Stock Future Positional
14 CW-Stock Future Premium
15 CW-MCX PREMIUM
16 CW-Stock Future HNI
17 CW-MCX HNI
18 CW-Stock Future Ultra Dynamic
19 CW-Ultra Dynamic MCX
20 CW-Stock Future Min Max

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